Item Coversheet
CITY OF PEORIA, ARIZONA
VISTANCIA WEST COMMUNITY FACILITIES DISTRICT COMMUNICATION
 
Agenda Item: 15C. 


Date Prepared:  2/2/2017 Council Meeting Date: 2/21/2017

TO:Carl Swenson, City Manager 
THROUGH:
Julie Arendall, Deputy City Manager 
FROM:  Sonia Andrews, Finance Manager 
SUBJECT:
Investment Report, Quarter Ending December 31, 2016 

Purpose:

This is a request for the City Council to review and accept the Investment Report for the quarter ended December 31, 2016.

Background/Summary:

Effective cash management includes investment of available or idle funds. The City of Peoria invests all available funds of the City, taking into consideration anticipated cash flow requirements and the safety and risk of investments. Investments are made in accordance with the City’s Investment Policy, and Arizona Revised Statues Title 35-321 through 35-329. The primary objective of the City’s investments, in order of priority, is:

 

1. Safety – Investments shall be undertaken in a manner that seeks to insure the preservation of capital in the portfolio.

 

2. Liquidity -  The investment portfolio will remain sufficiently liquid to enable the City to meet all operating requirements which might be reasonably anticipated.

 

3. Yield – The investment portfolio shall be designed with the objective of attaining a market rate of return throughout budgetary and economic cycles, taking into account the City’s very strict risk constraints. Public funds may only be invested in authorized and suitable investments such as US Treasury Obligations, US Agency Obligations, Certificates of Deposits, Commercial Paper rated A-1/P-1, Corporate Notes rated AA or better, Money Market Funds and the Arizona State Investment Pool. Investment in stocks, mutual funds, hedge funds, real estate, foreign investments or other risky or alternative investments are strictly prohibited.

 

The Investment Policy imposes a 3 year maximum weighted average maturity on the overall investment portfolio with specific maximum maturities for each type of investment.

 

The City utilizes FirstSouthwest, an investment advisory firm, to provide advice and assist with managing its investments. All securities are held by a third party custodian in the City's name.

 

Quarterly investment reports are provided to the City Council to report the investment portfolio holdings, maturity distribution, investment performance and compliance with the Investment Policy.

Previous Actions:

There are no previous actions for this item.
Options:

Council may select the following options:

 

A:            Accept the Quarterly Investment Report as presented

B:        Not accept the Quarterly Investment Report and request additional information from staff

Staff Recommendation:

Discussion and possible action to review and accept the Investment Report as presented.
Fiscal Analysis:

There are no fiscal impacts.
Narrative:

At 12/31/16, all of the City's investments were in compliance with the City's Investment Policy.  Book value of the investment portfolio at 12/31/16 was $337,096,472 and investment income for the quarter (10/1/16 to 12/31/16) totaled $768,786.

 

The portfolio’s weighted average yield to maturity was 1.040% for the quarter ended 12/31/16.

 

The attached Investment Report prepared by FirstSouthwest includes the following detail information on the City’s investments:

 

Contents of Investment Report

1.     Snapshot of investment portfolio

2.     Benchmark comparisons

3.     Investment policy compliance and investment income

4.     National economic trends

 

ATTACHMENTS:
Description
Investment Report
Contact Name and Number:  

Sonia Andrews, (623)773-5206